Top 30 Independent Broker/Dealers 2014

REP.

In the past, REP. has ranked broker/dealers by advisor headcount, a data point that shows, perhaps, how a firm is doing in the recruiting wars. But it’s not just a numbers game. So this year, the editors—along with industry analysts at Cerulli Associates—decided to look at another measure of firm success: assets per advisor. This approach brings to the top those firms whose business models target upper-tier advisors, such as Commonwealth and First Allied. These types of ...

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