Dear Registered Rep. Reader:

How does your firm measure up to others in the industry? How do other investment professionals rate their own companies? If you work for one of the national firms, we’d like to hear from you (Edward Jones, JP Morgan Chase, Merrill Lynch, Morgan Stanley Smith Barney, Raymond James & Associates, UBS and Wells Fargo Financial Advisors).

With Registered Rep.’s Advisor Report Card, you get a chance to score your own firm—send management a true, independent message about how you feel about your firm. In our December issue, we will provide our readers with hard numbers that compare seven major industry ompanies, to see which are the leaders, and which firms are falling behind. Click on the link below to access the survey.

Registered Rep.’s Advisor Report Card

All this information depends on the special effort and good will of many dedicated subscribers - such as yourself. Filling out and submitting the questionnaire – a CONFIDENTIAL questionnaire, mind you – allows you to play an important role in Registered Rep. magazine. (Oh, and, yes, we’re aware that few advisors these days answer to the title of broker anymore. But our survey’s name seems too old to change. (It’s in its 21st year now.)

As an added incentive, you may enter your name into a drawing to win an iPad 2 – simply enter at the end of the survey.

Please complete the survey online by clicking on the link below. Thank you for your time, and thank you for reading Registered Rep. magazine.

Registered Rep.’s Advisor Report Card

Sincerely,

David A. Geracioti
Editor-in-Chief, Registered Rep.

DRAWING – An iPad 2

P.S. At the end of the survey, you may enter a drawing for an iPad 2. To view the rules and regulations regarding the drawing, please click on the following link:

Sweepstakes rules