Dear Registered Rep. reader:

Are you a financial advisor at one of the wirehouse or regional firms? Do you want to know how your firm stacks up against others in the industry? How other investment professionals rate their brokerage firms? Fill out Registered Rep.’s Brokerage Report Card confidential survey, and you’ll get an answer!

Every December, we publish the results of this Brokerage Report Card survey, which compares the six major full service brokerage houses on a variety of metrics. (We will begin conducting a separate report card survey for independent b/d advisors beginning early next year.)

The survey allows you to score your own firm—and to send management an honest, but anonymous, message about how you feel it’s doing. The results show which firms are the leaders and why, and where individual firms are falling behind. Click on the link below to access the survey, now in it’s 20th year!

Registered Rep.’s Brokerage Report Card

Our annual reports depend on the special effort and good will of many dedicated subscribers such as yourself. Filling out and submitting the questionnaire—a CONFIDENTIAL questionnaire—allows you to play an important role in Registered Rep. magazine.

As an incentive, you may enter your name into a drawing to win an iPad—simply click on the contest link at the end of the survey.

Please complete the survey online by clicking on the link below. Thank you for your time, and thank you for reading Registered Rep. magazine.

Registered Rep.’s Brokerage Report Card

Sincerely,

David A. Geracioti, Registered Rep.

P.S. Again, at the end of the survey, you may enter a drawing for an iPad. To view the rules and regulations regarding the drawing, please click on the following link:
Sweepstakes rules