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Financial and wealth advisor rankings.

Top 50 Wirehouse Women in 2013 

Women advisors still make up a small fraction of the industry, but the women on this list show that their influence in wealth management is growing. Here’s a ranking by AUM of the top female FAs in wirehouses.

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  • May 1, 2013
    data table

    Top 100 RIAs in 2013  

    Among other things, these RIAs offer financial planning and portfolio management for individual clients....More
  • Mar. 29, 2013
    data table

    Top 50 Women-Owned RIAs in 2013  

    In an industry that is working hard to attract both women investors and advisors, the firms on the Top 50 Women RIAs list have a leg up. Why? Each one is woman-owned....More
  • Feb. 4, 2013
    Article
    REP.

    Faking It: Our Third-Annual IBD Report Card Survey

    In our third annual Independent Broker/Dealer Report Card Survey, reps turned out to sing the praises of their firms. But who are they kidding? The IBD business is in a tight spot....More
  • Feb. 4, 2013
    data table

    Top 50 Wirehouse Women in 2013  

    Women advisors still make up a small fraction of the industry, but the women on this list show that their influence in wealth management is growing. Here’s a ranking by AUM of the top female FAs in wirehouses....More
  • Dec. 26, 2012
    data table

    Top 40 Under 40 Registered Investment Advisors  

    The financial advisory industry is supposedly graying. So we decided to find the top relatively youthful FAs....More
  • Nov. 12, 2012
    data table

    Top 35 Independent Broker/Dealers  

    While some argue 2009 brought a “perfect storm” for recruiting for IBDs, recruiting is down from 2010, as margins are squeezed and the cost of compliance has risen significantly. But these firms, ranked by 2011 headcount, are still on top....More
  • Nov. 12, 2012
    data table

    Top 25 Investment Bank-Affiliated Advisors  

    REP.’s Top 25 Investment Bank-Affiliated Advisors list was assembled using data from the Meridian-IQ database (in which REP.’s owner, Penton Media, has a stake). Advisors were ranked by their total assets under management....More
  • Sep. 28, 2012
    blog

    Women Are Getting Richer and Taking Charge of Family Wealth. But There Are Few Women-owned RIAs

    I have a strong aversion to breaking out RIAs or financial advisors into gender buckets, race buckets or ethnicity buckets. But in this issue, we’re doing just that. Let me explain....More
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May 24, 2013
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Advisors on the Move

Wunderlich Securities, Janney Montgomery Scott, Rothschild and Schechter Wealth Management boosted their ranks recently with fresh recruits, while others like Chase and NFP promoted executives from within to take on new responsibilities....More
May 23, 2013
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The Blotter Report: Legal Legwork Pays Off

Federal and state prosecutors, as well as several New York law firms, have put the screws to advisors this week. Back in the U.S., a former stockbroker who fled prosecution for a pump-and-dump scheme was hit with a 7-year jail sentence this week, while FINRA and Massachusetts levied multi-million fines against some of the biggest independent broker-dealers....More

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