Advisors on the Top 40 Wirehouse Advisors Under 40 list are ranked exclusively by assets under management custodied at the four wirehouse firms. Only advisors for whom 80 percent or more of assets corresponded to retail clients were eligible for the list....More
The future is up for grabs, shaped by innovators, renegades and entrenched players finding new areas of endeavor to mark as their own. Every year, REP. magazine surveys the landscape to find the 10 individuals whose names may be unfamiliar to you now, but who are poised to shake up the industry.
Every few months, we profile an advisor struggling to overcome a practice-management hurdle. Then a panel of three experts offers advice and tips. Looking back over the past couple of years, here’s how a few have fared....More
Spousal rights to retirement benefits is now open to same-sex couples, thanks to the Supreme Court’s decision to strike down the Defense of Marriage Act. But implementation has been uneven. Here’s what you need to know for your clients....More
In this issue we highlight ten individuals we think bear watching over the next year, both because of the specific things they are doing, but more broadly because of the changes taking place in the industry that they represent....More
Asset managers rode the wave of strong equity markets in 2013, but the growth belies the fact that net revenues may never return to pre-crisis levels, a new Boston Consulting Group report shows....More
The evidence keeps piling up against a Long Island financial planner accused of stealing $1.6 million from charities and clients. Meanwhile FINRA banned a Los Angeles analyst for lying to investigators looking into an insider trading scheme....More
Nearly a third of advisors plan to buy another practice in the next one to five years, versus only 15 percent who expect to retire or sell their business over that period, according to a recent Financial Services Institute survey....More