Dear Registered Rep. Reader:

For many years, Registered Rep. magazine has conducted a research study comparing how advisors at various wirehouses rate their firms. During that time, we have received numerous requests to offer the same opportunity to independent financial advisors. It is now your turn.

With Registered Rep.’s Independent Broker/Dealer Report Card, you get a chance to score your own firm. In an upcoming issue, we will provide our readers with hard numbers that compare various independent broker/dealers, to see which are the leaders, and which firms are falling behind.

All this information depends on the special effort and good will of many dedicated subscribers - yourself included. Filling out and submitting the questionnaire – a CONFIDENTIAL questionnaire, mind you – allows you to play an important role in Registered Rep. magazine. Please complete the survey online by clicking on the link below.

Registered Rep.’s Independent Broker Dealer Report Card

Thank you for your time, and thank you for reading Registered Rep. magazine. As an added incentive, you may enter your name into a drawing an iPad – simply enter at the end of the survey. For the drawing rules, please go to: Sweepstakes Rules.


David A. Geracioti
Editor-in-Chief, Registered Rep.