Comings & Goings: July 2012

LPL Financial has named Dan Arnold as its new chief financial officer, taking over for Robert Moore, who was named president and chief operating officer in May. Previously, Arnold served as head of strategy at LPL.

Chip Roame, managing partner of Tiburon Strategic Advisors, has been appointed a trustee of the SA Funds, a family of nine asset class mutual funds advised by Loring Ward. 

The Investment Company Institute has tapped George Shevlin as its new political affairs officer, responsible for the group’s political program. Shevlin has more than 20 years on Capitol Hill, covering tax, financial services, and other business issues. Most recently, he served as executive director and staff director to the House Democratic Caucus.

John Peluso, president of Wells Fargo’s independent broker/dealer arm, has been promoted to president of First Clearing Correspondent Services. First Clearing provides clearing services to broker/dealers. Kent Christian will succeed him as president of Wells Fargo Advisors Financial Network.

Please or Register to post comments.

Latest poll

Absolute Perfection

This flawless, 101.7-carat, pear-shaped diamond—one of the world’s largest —will go up for auction at Christie’s “Magnificent Jewels” sale in Geneva on May 15, 2013. How much will it sell for? Choose the correct answer and registered site users will be eligible to win a one-year subscription to Christie's Geneva Jewelry sales catalogue, courtesy of Christie's. 

Image courtesy of  Christie’s Images Ltd. 2013

Latest Forums Topics

http://wealthmanagement.com/site-files/wealthmanagement.com/files/uploads/2013/02/forums-graphic.jpg

"Do firms check U5's when hiring?"

Read More

More Topics

Need sales based app for daily Management

Sales called backbone for business. I am sales person in one MNC so i need app to manage my tasks, work details please share with me if you have any app for sales. My friend Linda suggest me about top ipad Sales Assailant App ( Coming soon ) and other another apps. If you have any suggestion please share with me ..     thanks steve...More
Retirement Planning Snapshot

The Numbers Behind Social Security

Most Recent Blogs & Columns
May 22, 2013
blog

Outgrowing Wall Street?

Are advisors outgrowing Wall Street? A new Cerulli report on the rise of the “boutique” seems to suggest that many are....More

Browse Blogs Browse Columns
Market Data

Market index values delayed 15 min

Newsletter Signup