May 28, 2015
blog

Next Regulators Will Be Asking to See Text Messages

Examiners regularly ask to see email and website records, but that's about to change. Smarsh's CEO predicts in just a few years, reviews of text messages could be commonplace....More
May 28, 2015
The Daily Brief

Managers Who No Longer Eat Their Own Cooking

It can be reassuring when an investment manager has skin in the game—putting their own money into the fund they’re managing. Likewise, it is disconcerting to discover they pulled their money out....More
May 27, 2015
blog

Avoiding Digital Tools Could Threaten Asset Growth

The Aite Group identified a positive correlation between advisor firm performance and digital adoption....More
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