Advisor Intelligence http://wealthmanagement.com/blog/245981/feed en 35% of Wirehouse Advisors Set to Retire within 10 Years http://wealthmanagement.com/blog/35-wirehouse-advisors-set-retire-within-10-years <div class="node-body blog-body">It&rsquo;s news to no one that the industry is shedding financial advisors. But the numbers highlighted in Cerulli Associate&rsquo;s newest research provides a stark breakdown of the looming problem.</div> <div class="og_rss_groups"><ul class="links"><li class="og_links first last"><a href="/blog/advisor-intelligence">Advisor Intelligence </a></li> </ul></div><p><a href="http://wealthmanagement.com/blog/35-wirehouse-advisors-set-retire-within-10-years" target="_blank">read more</a></p> http://wealthmanagement.com/blog/35-wirehouse-advisors-set-retire-within-10-years#comments Blogs Wirehouse Advisor Intelligence Thu, 22 Jan 2015 20:15:00 +0000 758781 at http://wealthmanagement.com <p>Photo by Justin Sullivan/Getty Images</p> Rich Millennials More Likely to Keep Advisors Than Poor Millennials http://wealthmanagement.com/blog/rich-millennials-more-likely-keep-advisors-poor-millennials <div class="node-body blog-body"><p>The wealthier millennials are, the less likely they are to fire their parents&#39; advisors. About two-thirds of high-net-worth millennials already using their families&rsquo; advisor have no plans on changing, compared to just a third of mass affluent millennials.</p></div> <div class="og_rss_groups"><ul class="links"><li class="og_links first last"><a href="/blog/advisor-intelligence">Advisor Intelligence </a></li> </ul></div><p><a href="http://wealthmanagement.com/blog/rich-millennials-more-likely-keep-advisors-poor-millennials" target="_blank">read more</a></p> http://wealthmanagement.com/blog/rich-millennials-more-likely-keep-advisors-poor-millennials#comments Blogs Client Relations Advisor Intelligence Tue, 20 Jan 2015 19:49:00 +0000 756781 at http://wealthmanagement.com Where Advisors are Looking to Fund Succession Plans http://wealthmanagement.com/blog/where-advisors-are-looking-fund-succession-plans <div class="node-body blog-body">Just over a third of advisors say they have a succession plan, but how viable is it and where are they getting the money to fund it? </div> <div class="og_rss_groups"><ul class="links"><li class="og_links first last"><a href="/blog/advisor-intelligence">Advisor Intelligence </a></li> </ul></div><p><a href="http://wealthmanagement.com/blog/where-advisors-are-looking-fund-succession-plans" target="_blank">read more</a></p> http://wealthmanagement.com/blog/where-advisors-are-looking-fund-succession-plans#comments Blogs Succession Planning Third-Party Research Advisor Intelligence Fri, 16 Jan 2015 19:31:00 +0000 754281 at http://wealthmanagement.com <p>Photo by Dan Kitwood/Getty Images</p> The Next Big Thing in Cybersecurity: Training http://wealthmanagement.com/blog/next-big-thing-cybersecurity-training <div class="node-body blog-body">Prilock, a cybersecurity training service, says it can help guard RIAs from the growing threat of hackers. </div> <div class="og_rss_groups"><ul class="links"><li class="og_links first last"><a href="/blog/advisor-intelligence">Advisor Intelligence </a></li> </ul></div><p><a href="http://wealthmanagement.com/blog/next-big-thing-cybersecurity-training" target="_blank">read more</a></p> http://wealthmanagement.com/blog/next-big-thing-cybersecurity-training#comments RIAs Technology Advisor Intelligence Fri, 16 Jan 2015 16:04:00 +0000 753351 at http://wealthmanagement.com TD Ameritrade CFO Announces Retirement http://wealthmanagement.com/blog/td-ameritrade-cfo-announces-retirement <div class="node-body blog-body">After 16 years at TD Ameritrade, CFO Bill Gerber announced his retirement. </div> <div class="og_rss_groups"><ul class="links"><li class="og_links first last"><a href="/blog/advisor-intelligence">Advisor Intelligence </a></li> </ul></div><p><a href="http://wealthmanagement.com/blog/td-ameritrade-cfo-announces-retirement" target="_blank">read more</a></p> http://wealthmanagement.com/blog/td-ameritrade-cfo-announces-retirement#comments People Advisor Intelligence Wed, 14 Jan 2015 17:05:00 +0000 751951 at http://wealthmanagement.com Asset Managers Increase Marketing Budgets For 2015 http://wealthmanagement.com/blog/asset-managers-increase-marketing-budgets-2015 <div class="node-body blog-body">A Cerulli study found that asset managers are increasing their marketing budgets and looking to focus more on content marketing. </div> <div class="og_rss_groups"><ul class="links"><li class="og_links first last"><a href="/blog/advisor-intelligence">Advisor Intelligence </a></li> </ul></div><p><a href="http://wealthmanagement.com/blog/asset-managers-increase-marketing-budgets-2015" target="_blank">read more</a></p> http://wealthmanagement.com/blog/asset-managers-increase-marketing-budgets-2015#comments Industry Blogs Advisor Intelligence Fri, 09 Jan 2015 19:15:00 +0000 748171 at http://wealthmanagement.com CFP Board Hires General Counsel http://wealthmanagement.com/blog/cfp-board-hires-general-counsel <div class="node-body blog-body">Certified Financial Planner Board of Standards is bringing onboard a former Holland & Knight partner to fill the newly formed role of general counsel. </div> <div class="og_rss_groups"><ul class="links"><li class="og_links first last"><a href="/blog/advisor-intelligence">Advisor Intelligence </a></li> </ul></div><p><a href="http://wealthmanagement.com/blog/cfp-board-hires-general-counsel" target="_blank">read more</a></p> http://wealthmanagement.com/blog/cfp-board-hires-general-counsel#comments People Blogs Advisor Intelligence Tue, 06 Jan 2015 17:54:00 +0000 745211 at http://wealthmanagement.com Former SEC Chair Harvey Pitt Endorses Third Party Examiners for RIAs http://wealthmanagement.com/blog/former-sec-chair-harvey-pitt-endorses-third-party-examiners-rias <div class="node-body blog-body">Every single investment advisory firm registered with the Securities and Exchange Commission should be examined every year, said Harvey Pitt, the former SEC commissioner, and the SEC should certify outside auditors to conduct the exams.</div> <div class="og_rss_groups"><ul class="links"><li class="og_links first last"><a href="/blog/advisor-intelligence">Advisor Intelligence </a></li> </ul></div><p><a href="http://wealthmanagement.com/blog/former-sec-chair-harvey-pitt-endorses-third-party-examiners-rias" target="_blank">read more</a></p> http://wealthmanagement.com/blog/former-sec-chair-harvey-pitt-endorses-third-party-examiners-rias#comments RIAs Blogs Regulation & Compliance Advisor Intelligence Thu, 11 Dec 2014 14:23:00 +0000 728771 at http://wealthmanagement.com Mark Cuban vs. the SEC http://wealthmanagement.com/blog/mark-cuban-vs-sec <div class="node-body blog-body">The only way to reform what ails the Securities and Exchange Commission is to “burn it down and start again,” says Mark Cuban, billionaire entrepreneur, host of the television show "Shark Tank," and the owner of the Dallas Mavericks.</div> <div class="og_rss_groups"><ul class="links"><li class="og_links first last"><a href="/blog/advisor-intelligence">Advisor Intelligence </a></li> </ul></div><p><a href="http://wealthmanagement.com/blog/mark-cuban-vs-sec" target="_blank">read more</a></p> http://wealthmanagement.com/blog/mark-cuban-vs-sec#comments Industry People Blogs Advisor Intelligence Wed, 10 Dec 2014 23:44:00 +0000 727391 at http://wealthmanagement.com Fund Families On YouTube: What Works, And What Doesn't http://wealthmanagement.com/blog/fund-families-youtube-what-works-and-what-doesnt <div class="node-body blog-body">Some mutual fund companies are incorporating YouTube into their set of marketing tools, but is it an effective way to reach advisors? </div> <div class="og_rss_groups"><ul class="links"><li class="og_links first last"><a href="/blog/advisor-intelligence">Advisor Intelligence </a></li> </ul></div><p><a href="http://wealthmanagement.com/blog/fund-families-youtube-what-works-and-what-doesnt" target="_blank">read more</a></p> http://wealthmanagement.com/blog/fund-families-youtube-what-works-and-what-doesnt#comments Industry Technology Blogs Advisor Intelligence Tue, 02 Dec 2014 17:15:00 +0000 721291 at http://wealthmanagement.com Women Not Choosing Their Household Investments http://wealthmanagement.com/blog/women-not-choosing-their-household-investments <div class="node-body blog-body">A Wells Fargo study of affluent women found that despite controlling household budgets, cash flow and bills, they still are not choosing the investments. </div> <div class="og_rss_groups"><ul class="links"><li class="og_links first last"><a href="/blog/advisor-intelligence">Advisor Intelligence </a></li> </ul></div><p><a href="http://wealthmanagement.com/blog/women-not-choosing-their-household-investments" target="_blank">read more</a></p> http://wealthmanagement.com/blog/women-not-choosing-their-household-investments#comments Industry Advisor Intelligence Mon, 24 Nov 2014 14:40:00 +0000 712081 at http://wealthmanagement.com 'Market Volatility' Among Top Q3 Advisor Conversations, Study Finds http://wealthmanagement.com/blog/market-volatility-among-top-q3-advisor-conversations-study-finds <div class="node-body blog-body">A new study from Russell Investments found that, for the first time, market volatility was among the top conversations between advisors and clients this quarter. </div> <div class="og_rss_groups"><ul class="links"><li class="og_links first last"><a href="/blog/advisor-intelligence">Advisor Intelligence </a></li> </ul></div><p><a href="http://wealthmanagement.com/blog/market-volatility-among-top-q3-advisor-conversations-study-finds" target="_blank">read more</a></p> http://wealthmanagement.com/blog/market-volatility-among-top-q3-advisor-conversations-study-finds#comments Industry Blogs Advisor Intelligence Fri, 14 Nov 2014 14:50:00 +0000 706811 at http://wealthmanagement.com <p><em><span>Copyright Spencer Platt, Getty Images</span></em></p> LPL Adds $520M Firm To Hybrid RIA Platfrom http://wealthmanagement.com/blog/lpl-adds-520m-firm-hybrid-ria-platfrom <div class="node-body blog-body">Baton Rouge, LA-based Goss Wealth Management hopes to use LPL's broker/dealer and hybrid RIA platform to become a super-OSJ in the Gulf South region. </div> <div class="og_rss_groups"><ul class="links"><li class="og_links first last"><a href="/blog/advisor-intelligence">Advisor Intelligence </a></li> </ul></div><p><a href="http://wealthmanagement.com/blog/lpl-adds-520m-firm-hybrid-ria-platfrom" target="_blank">read more</a></p> http://wealthmanagement.com/blog/lpl-adds-520m-firm-hybrid-ria-platfrom#comments RIAs Blogs Advisor Intelligence Tue, 11 Nov 2014 18:38:00 +0000 703531 at http://wealthmanagement.com <p>Goss Wealth Management</p> Washington Wealth Management Snags Ex-Morgan Stanley FA in Calif. http://wealthmanagement.com/blog/washington-wealth-management-snags-ex-morgan-stanley-fa-calif <div class="node-body blog-body">Washington Wealth Management added another wirehouse alum to its advisor roster on Thursday. </div> <div class="og_rss_groups"><ul class="links"><li class="og_links first last"><a href="/blog/advisor-intelligence">Advisor Intelligence </a></li> </ul></div><p><a href="http://wealthmanagement.com/blog/washington-wealth-management-snags-ex-morgan-stanley-fa-calif" target="_blank">read more</a></p> http://wealthmanagement.com/blog/washington-wealth-management-snags-ex-morgan-stanley-fa-calif#comments People Blogs Advisor Intelligence Thu, 06 Nov 2014 21:23:00 +0000 699961 at http://wealthmanagement.com Washington Wealth Management Snags Ex-Morgan Stanley FA in Calif. http://wealthmanagement.com/blog/washington-wealth-management-snags-ex-morgan-stanley-fa-calif <div class="node-body blog-body">Washington Wealth Management added another wirehouse alum to its advisor roster on Thursday. </div> <div class="og_rss_groups"><ul class="links"><li class="og_links first last"><a href="/blog/advisor-intelligence">Advisor Intelligence </a></li> </ul></div><p><a href="http://wealthmanagement.com/blog/washington-wealth-management-snags-ex-morgan-stanley-fa-calif" target="_blank">read more</a></p> http://wealthmanagement.com/blog/washington-wealth-management-snags-ex-morgan-stanley-fa-calif#comments People Blogs Advisor Intelligence Thu, 06 Nov 2014 21:23:00 +0000 699961 at http://wealthmanagement.com