News, analysis and opinions on RIAs.

Custodian Castoffs

  • Oct 22, 2014

    Fiduciary Advocates: We Need a New Strategy

    The brokerage industry outspends RIAs 50 to one in lobbying dollars, and the press hasn't done a good job covering the fiduciary debate, advocates for the fiduciary standard said during NAPFA's fall conference today. The industry needs a new strategy....More
  • Oct 3, 2014

    RIAs “Passing” on Diversity

    Most RIAs either have no knowledge about their firms' diversity programs or say that their programs are satisfactory, according to a recent survey by Schwab Advisor Services....More

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