News, analysis and opinions on RIAs.

Breakaway Advisors Moving More to Existing RIAs

  • Oct 7, 2015
    The Daily Brief

    TD Launches Online Tool for RIA Advocacy

    Though independence is one of the defining characteristics of many registered investment advisors, it’s also a challenge to presenting a unified front to regulators in Washington D.C....More
  • Oct 1, 2015

    LPL Adds $135 Million AUM RIA To Hybrid Platform

    Palmetto Investment Consultants will join Independent Advisor Alliance, LPL's hybrid RIA that services the Carolinas....More
  • Sep 10, 2015
    The Daily Brief

    SEC Charges 'Financial Myth Bustin' Host With Fraud

    The Securities and Exchange Commission is charging Dawn Bennett, the founder and CEO of Bennett Group Financial Services, with fraud for “grossly inflating the amount of managed assets and exaggerating the investment returns actually obtained for customers.”...More
  • Sep 8, 2015
    The Daily Brief

    Costs of Starting an RIA

    How much does it really cost to set up a registered investment advisory firm?...More
  • Sep 3, 2015
    The Daily Brief

    New Website Teaches 529 Plans

    September is known as college savings month, and Ascensus College Savings, a 529 plan provider, is marking the occasion by launching Learn529.com, a website to educate families about college savings plans....More

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