Dear Registered Rep. Subscriber:

The editors of Registered Rep. are undertaking a comprehensive survey of sales assistants, and to complement our disclosure of the results, which will appear in our October issue, we would like to profile a number of outstanding SAs. But we need your help! We are counting on nominations of sales assistants from the financial advisors with whom they work to make our selection. Nominations are due by August 31.

If you would like to nominate your sales assistant, please include the following information:
Your name and contact information, the name of your firm and/or your broker/dealer, your location, your sales assistant’s name and contact information, the number of years he or she has been working with you, his or her primary responsibilities, and three reasons you think he or she is an outstanding sales assistant. (The more anecdotes and specifics you can provide, the better!)

If you would like to see our sales assistant story, and profiles, from last year, go here:

Please send your nominations to Christina Mucciolo at Thank you in advance for your help and your continued interest in Registered Rep. Any questions? Feel free to contact me at the email and phone below.


David Geracioti
Editor, Registered Rep. (212) 204-4215

For more information, please contact:
Nancy N. DiCostanzo
Assistant Managing Editor
Registered Rep.