ICI Mutual Funds Conference

March 16th - 19th, 2014 • Orlando, FL

Past Event:

The Investment Company Institute (ICI) will host its annual conference to examine the wide range of regulatory and other issues facing the mutual fund and investment management industries in its Mutual Funds and Investment Management Conference.  Norm Champ, the Securities and Exchange Commission’s (SEC) Director of the Division of Investment Management, and Craig M. Lewis, the SEC’s Director of the Division of Economic and Risk Analysis, will deliver separate keynote speeches to lend their perspectives to the many issues discussed at the conference.  The 2014 conference will be held March 16-19 in Orlando, Florida.
Additional conference features include the President’s Address by ICI President and CEO Paul Schott Stevens, as well as a panel of former SEC Commissioners and Directors of the Division of Investment Management, who will discuss their views, including reflections on past and present SEC regulatory and other developments. Other conference panels will consider a wide range of issues now facing the mutual fund and investment management industries.
Panels will focus on, among other issues, SEC regulatory developments; compliance and enforcement issues; global distribution trends; the Volcker Rule; swap regulations; the regulation of retirement products and services; securities valuation; and trading compliance and best execution. Additional panels will discuss the evolution of the Financial Industry Regulatory Authority (FINRA); cybersecurity; fund governance; emerging and frontier markets; alternative strategies; and tax, accounting, auditing and operational issues.

Location Details

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JW Marriott Grande Lakes
4040 Central Florida Parkway
Orlando, Florida 32837
United States

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