This flawless, 101.7-carat, pear-shaped diamond—one of the world’s largest —will go up for auction at Christie’s “Magnificent Jewels” sale in Geneva on May 15, 2013. How much will it sell for? Choose the correct answer and registered site users will be eligible to win a one-year subscription to Christie's Geneva Jewelry sales catalogue, courtesy of Christie's.
I am new in financial planning and am approaching the profession with several years experience working in personal trusts and have just completed a financial planning course. I am considering going out on my own and am trying to get some tips and ideas as to the best ways to stay informed and to provide clients with the best expertise and skill set possible.
Does anyone have preferences and/or advice as to the best ways to stay current and in compliance with legal, tax and market changes?...More
Advisors who hate the idea of linking to BrokerCheck on their websites and other online communications are not out of the woods. Despite pulling its proposal last month, FINRA staff say it's not dead....More
FINRA's Rick Ketchum tells firms they need to move beyond compliance to win back investor trust. They need to make sure all disclosures, including legal, are written in plain, unequivocal English....More