What's Up at Firms? http://wealthmanagement.com/taxonomy/term/23741/more en Chase/JP Morgan Securities http://wealthmanagement.com/forums/whats-firms/chasejp-morgan-securities <div class="node-body forum-body"><p>I started with Chase Investments over 5 years ago, and they later changed names to JP Morgan Securities.&nbsp; They gave me 5 branches and an AUM of 9 million to get me started.&nbsp; Over the years I built up branches investment programs for them and they would hire new FA&#39;s and take them from me.&nbsp; I hated it but the scale was usually small enough that I just rolled with it.&nbsp; After 5 years and building a book of business up to 52 Million our new&nbsp;Market Director&nbsp;visits me at my main branch, the only branch I have kept for the entire 5 years and where 60% of my book i</p> </div><div class="og_rss_groups"></div><p><a href="http://wealthmanagement.com/forums/whats-firms/chasejp-morgan-securities" target="_blank">read more</a></p> http://wealthmanagement.com/forums/whats-firms/chasejp-morgan-securities#comments What's Up at Firms? Wed, 03 Sep 2014 22:09:36 +0000 644761 at http://wealthmanagement.com Regions "Financial Consultants" http://wealthmanagement.com/forums/whats-firms/regions-financial-consultants <div class="node-body forum-body"><p>Hhfjknbkkj</p> </div><div class="og_rss_groups"></div> http://wealthmanagement.com/forums/whats-firms/regions-financial-consultants#comments What's Up at Firms? Fri, 22 Aug 2014 12:31:38 +0000 636031 at http://wealthmanagement.com Job Opportunity - Teaching Material on Exams http://wealthmanagement.com/forums/whats-firms/job-opportunity-teaching-material-exams <div class="node-body forum-body"><p>My firm is looking for people who can teach/tutor the material on exams such as the series 7, etc. Instructors would work as independent contractors on a part time basis. Prior and relavant teaching/tutoring experience is required and so is an undergraduate degree, preferably in finance. &nbsp;Instructors should have also passed these exams with high scores. &nbsp;Please send me a message if you are interested. &nbsp;</p> </div><div class="og_rss_groups"></div> http://wealthmanagement.com/forums/whats-firms/job-opportunity-teaching-material-exams#comments What's Up at Firms? Mon, 11 Aug 2014 21:45:41 +0000 627521 at http://wealthmanagement.com Merrill Lynch / BOA Advisor - Legit or not? http://wealthmanagement.com/forums/whats-firms/merrill-lynch-boa-advisor-legit-or-not <div class="node-body forum-body"><p>Hello All,<br /> &nbsp;<br /> I am currently a rep at a discount brokerage firm. &nbsp;My current role involves working with clients that have up to $500k in investable assets and positioning managed accounts, annuities, funds etc. based on their situation. &nbsp;The grid I am on is very simplistic based on the business I close. &nbsp;The only thing I don&#39;t like right now is that my comp is somewhat limited and since I am capped on production and I don&#39;t get any trails on production.<br /> &nbsp;</p> </div><div class="og_rss_groups"></div><p><a href="http://wealthmanagement.com/forums/whats-firms/merrill-lynch-boa-advisor-legit-or-not" target="_blank">read more</a></p> http://wealthmanagement.com/forums/whats-firms/merrill-lynch-boa-advisor-legit-or-not#comments What's Up at Firms? Sat, 19 Jul 2014 01:49:47 +0000 608391 at http://wealthmanagement.com For the Benefit of the Management Team http://wealthmanagement.com/forums/whats-firms/benefit-management-team <div class="node-body forum-body"><p>Hi,<br /> &nbsp;<br /> I have&nbsp;recently been appointed as a consultant in a large bank and wealth management business and have been asked to construct a paper for the benefit of the management team, advising them on how to differentiate their business from other private banking institutions.<br /> &nbsp;</p> </div><div class="og_rss_groups"></div><p><a href="http://wealthmanagement.com/forums/whats-firms/benefit-management-team" target="_blank">read more</a></p> http://wealthmanagement.com/forums/whats-firms/benefit-management-team#comments What's Up at Firms? client requirements clients differentiate high net worth investors objectives private banking ultra high net worth investors wealth Wealth Management wealth preservation Thu, 17 Jul 2014 14:28:04 +0000 606611 at http://wealthmanagement.com Got an interview at Merrill Lynch, what to expect http://wealthmanagement.com/forums/whats-firms/got-interview-merrill-lynch-what-expect <div class="node-body forum-body"><p>Hey all,<br /> &nbsp;<br /> new to the forums. I am so thankful to have found this resource on the web. To give a background of myself, I have had experience working at an investment company and had a stint at an investment banking internship. I have a BS in finance at a big ten school and a master in finance at a regional school in the west coast.&nbsp;<br /> I actually started managing people&#39;s money on my own about 3 years ago, and subscribe to the warren buffet style of investing. My investment strategy will probably incorporate style boxing too...<br /> &nbsp;</p> </div><div class="og_rss_groups"></div><p><a href="http://wealthmanagement.com/forums/whats-firms/got-interview-merrill-lynch-what-expect" target="_blank">read more</a></p> http://wealthmanagement.com/forums/whats-firms/got-interview-merrill-lynch-what-expect#comments What's Up at Firms? Merrill Lynch Fri, 04 Jul 2014 19:55:54 +0000 598251 at http://wealthmanagement.com BAC FSA's http://wealthmanagement.com/forums/whats-firms/bac-fsas <div class="node-body forum-body"><p>Hello, BAC has a position now called a &quot;Fiancial Solutions Advisor&quot; specifically geared towards Merrill Edge. &nbsp;There are 3 ways to become a FSA, but I am looking for information regarding a FSA who is based in a BAC branch. &nbsp;Is there anyone out there who is currently in this role or has been in this role in the past? &nbsp;I am interested in the position and wanted to get the communities thoughts. &nbsp;From what I understand, BAC &amp; Merrill Lynch are moving towards this position to replace the PMD program since it has such a low success rate.</p> </div><div class="og_rss_groups"></div><p><a href="http://wealthmanagement.com/forums/whats-firms/bac-fsas" target="_blank">read more</a></p> http://wealthmanagement.com/forums/whats-firms/bac-fsas#comments What's Up at Firms? Thu, 19 Jun 2014 15:17:47 +0000 587441 at http://wealthmanagement.com Advice on Banks vs.Wirehouse http://wealthmanagement.com/forums/whats-firms/advice-banks-vswirehouse <div class="node-body forum-body"><p><span>Have been in the business as an advisor for 1 year. &nbsp;Have series 7, 66, insurance license and have passed CFP coursework, planning to take the exam in November.</span></p> </div><div class="og_rss_groups"></div><p><a href="http://wealthmanagement.com/forums/whats-firms/advice-banks-vswirehouse" target="_blank">read more</a></p> http://wealthmanagement.com/forums/whats-firms/advice-banks-vswirehouse#comments What's Up at Firms? Tue, 20 May 2014 20:21:08 +0000 564091 at http://wealthmanagement.com Wells Fargo Bank Branch Advisor http://wealthmanagement.com/forums/whats-firms/wells-fargo-bank-branch-advisor <div class="node-body forum-body"><p>whats it like at the branch? is payout lower than PCG? what about for someone fairly new? is it a good place?</p> </div><div class="og_rss_groups"></div> http://wealthmanagement.com/forums/whats-firms/wells-fargo-bank-branch-advisor#comments What's Up at Firms? bank advisor bank branch branch wbs Wells Fargo WFA Fri, 09 May 2014 18:10:14 +0000 556371 at http://wealthmanagement.com Investment Advisory Fee payout http://wealthmanagement.com/forums/whats-firms/investment-advisory-fee-payout <div class="node-body forum-body"><p>My firm used to pay me a lump sum at the beginning of each quarter for investment advisory fees paid from client accounts each quarter.&nbsp; Now my firm takes the same lump sum out of the client account but pays it in thirds, essetially 1/3rd to me for each month of the quarter.&nbsp; Of course this delays my cashflow.&nbsp;<br /> &nbsp;<br /> Can anyone tell me if this is standard now in the industry or might it just be firm specific?<br /> I can&#39;t find anyting on FINRA&#39;s website which might mandate such a policy.&nbsp;<br /> &nbsp;<br /> Thanks for any comments.</p> </div><div class="og_rss_groups"></div><p><a href="http://wealthmanagement.com/forums/whats-firms/investment-advisory-fee-payout" target="_blank">read more</a></p> http://wealthmanagement.com/forums/whats-firms/investment-advisory-fee-payout#comments What's Up at Firms? Fri, 02 May 2014 20:12:31 +0000 551031 at http://wealthmanagement.com