Series 6 Disqualifications

2 replies [Last post]
brown614's picture
Joined: 2009-07-24

Im in training currently for my series 6 and im going back and forth with whoever approves the U4 bc of a misdemenour I had 5 years ago. It was failure to return rental property <$500, for some reason, it was classified as a Class A. Im terrified its going to disqualify me and I have wasted 3 weeks training... I know larceny and theft misdemenours disqulify you, but what are the chances that they will let this slide. It was a video tape rented and not returned, so it wasnt like I outright stole it, just forgot to return it. Please help!

BerkshireBull's picture
Joined: 2009-06-10

It wasn't a tape of Erin Andrews and that's why you got arrested, was it?

Weddle Me's picture
Joined: 2009-07-19

Edward Jones it tougher to get into than Harvard .. So if you are working for us you're pretty much screwed.

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