I have a "paranoia" type question for RIAs. I formed my RIA after using a b/d for the past few years. During that time, I always heard "how hard the compliance is on the RIA side. How (from the b/ds) anyone could run a RIA and be compliant is a mystery."
Well, now I am on the RIA side. I am finding the compliance of it less burdening than I thought. With years of being brainwashed by b/ds, I am becoming a bit paranoid that I am missing something. I have a solo practice and fall under the SEC.
Does anyone else find it easier as an RIA compliance wise?