Hi. I’m a tax professional business owner with a Series 65 looking to join a reputable RIA, with a client service focus , not a sales mentality. I have a few financial planning clients that could be brought on board as investment clients. Who might I contact who ‘d be willing to take on someone like me with $0 AUM to start?
Truly, I wanted to start my own RIA, but my state won’t allow me without 3 years as an IAR. Also, would like to keep my own company name, website and brand and not be seen by current clients as “working for someone else”. I thank you for any suggestions in advance!