Choosing an RIA

1 reply [Last post]
thinktank's picture
Joined: 2010-12-19

Hi,I am a wirehouse FA (with modest-size book) looking to go the RIA route. I am trying to decide between TD and Schwab for the custody of assets. One consideration for me is the ability to also do Series 7/transactional business at a broker deal. So, looking for a custodian who is hybrid-friendly.Would appreciate any and all advice. And if anyone who has made a transition to one of these firms, if you could share your experience.Thanks much.

CALI123's picture
Joined: 2009-01-30

Look at Ceros Financial Services

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