I was released from my bank in March of 2007 and I was never sent my U5 or CRD!! What can I do about this?
You are entitled to see a copy of your Form U5 per a written request to your former employer. They must file the Form within 30 days of your termination. Keep the letter professional and non-threatening -- it may be introduced against you at a hearing or interrogation. If you are desperate for that copy, you could also contact NASD at its 800 number or through its Ombudsman's Office but I would urge great caution before sticking your head in the lion's mouth.
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