Short sale/foreclosure question

2 replies [Last post]
Eyetattoo's picture
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Joined: 2008-03-29

In the process of trying to short sale a house but it is looking like we might have to just walk away with no market in sales right now.  My question is is a short sale or foreclosure reported on a U-4?  And if so how long does it hang around on the U-4?  Thanks!

PushForward's picture
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Joined: 2011-04-07

Here's a decent link on whats reportable.http://investor.financialcounsel.com/Articles/Broker/ARTBROK0000072-FormsU-4andU-5.pdfMy advice is to contact your firm's legal/compliance department. They
deal with the U4/U5 forms all the time and can probably tell you for
sure if its reportable or not - if they don't know they can always ask
FINRA.

intelligente21's picture
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Joined: 2011-06-04

Try visiting this link man, I think you need some extra help from sound experts.what is a short sale?

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