How Long will FINRA report be online- left industry..

1 reply [Last post]
NCRR's picture
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Joined: 2009-07-11

Hello all

I left the industry in 2010.  Finra still lists me, in fact the first hit on google for me is the FINRA site, which leads to my finra report, which includes an old (1995) BK & old DUI.  Kind of embarassing and a little too easy to find!!!

Will finra make this report available forever, even after I left the industry?  or will it eventually drop off?  If so, when?

 

Many thanks

SECLaw's picture
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Joined: 2009-08-02

Under current rules, the disclosures remain on BrokerCheck for 10 years after you stop being registered. Or at least that is what FINRA claims.

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