Getting hired with mark on U5

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smc23's picture
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Joined: 2013-08-21

I was fired for guaranteeing against loses, they answered yes to not following finra policy on my u5 and entered guaranteed against loses on comments.  Will I be able to find employment somewhere else, I want to stay in the industry have a book of about 5 mil, what firms are most likely willing to look past this?

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