FINRA Series 79 License Sponsor Question

No replies
FJC2103's picture
Joined: 2010-05-27

I work for a small three person firm that performs M&A Advisory/Intermediary work.  Our attorney has advised us that we need to secure a FINRA Series 79 - Limited Representative license in addition to a Series 63, 65 or 66 license.  Is anyone aware of an independent broker dealer firm sponsoring and supporting Series 79 licensing and what the available financial arranagements are with such a sponsoring firm?  Ideally, we would like to find a broker dealer that would allow us to pay a flat fee (monthly, quarterly, or annually) rather than a percentage of fees. Thank you in advanced for your consideration in answering my question.   

Please or Register to post comments.

Industry Newsletters
Investment Category Sponsor Links
Practice Management Category Sponsor Links

Sponsored Introduction Continue on to (or wait seconds) ×