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Nov 10, 2007 10:15 pm

Jmhalvo1

Joined: 2007-02-23Offline

Fellow wants to be an FA. He fills out wirehouse application in 2005, but neglects to mention one very short term (4 months) employment from 2002. Fellow gets hired. It is never discovered, so the incomplete employment history is now on file at the firm. Minor, major, or no issue? What if he changes firms?

Nov 11, 2007 12:15 am

Ashland

Joined: 2007-03-07Offline

newnew - When going to the new firm I understand that you have to fill in gaps more than 3 or 6 months. Why not fill that gap w/ the truth?

Nov 11, 2007 1:41 am

Jmhalvo1

Joined: 2007-02-23Offline

this fellow thought that perhaps Big Brother in New York had all this recorded; but i think he’s just paranoid and feeling a bit guilty/stupid.