Can I be associated with two RIA firm at one time?

2 replies [Last post]
bluestar's picture
Offline
Joined: 2004-12-14

Am I allowed to be associated with two RIA firms, in any capacity?  for example, I'm a full functioning partner of one firm, while being a passive, minority steak owner of another?
 
Or taking a role with no customer contact in another?
 
Thanks.

B24's picture
B24
Offline
Joined: 2008-07-08

I love black steak.  I never own them very long though.

army13A's picture
Offline
Joined: 2009-03-21

B24 wrote:I love black steak.  I never own them very long though.

Please or Register to post comments.

Industry Newsletters
Investment Category Sponsor Links

 

Careers Category Sponsor Links

Sponsored Introduction Continue on to (or wait seconds) ×