Bill Singer Analyzes New FINRA Cases

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NEW FINRA MONTHLY DISCIPLINARY CASES NOW ONLINE AND ANALYZED BY BILL SINGER http://www.rrbdlaw.com/enforcement-actions/index.php?cid=1Regulatory lawyer Bill Singer has analyzed and posted the latest crop of FINRA disciplinary cases

http://www.rrbdlaw.com/enforcement-actions/index.php?cid=1#2008011649201
  • Sometimes folks do the wrong things for some right reasons -- then again, stealing from Peter to pay Paul isn't exactly okay.  Which is why it's tough to come to grips with this case involving a broker who stole money to fund an inner-city basketball team. READ HERE at http://www.rrbdlaw.com/enforcement-actions/index.php?cid=1#2009017694001
  • http://www.rrbdlaw.com/enforcement-actions/index.php?cid=1

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