Series 24 or Series 9 & 10

4 replies [Last post]
$$$$$'s picture
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Joined: 2006-11-10

Which is the easier way to go?

Starka's picture
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Joined: 2004-11-30

A better question might be, "Which do you need?"

NOFX's picture
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Joined: 2006-09-22

Hopefully you've figured this out - 24 for a NASD firm 9/10 for a NYSE firm.

Indyone's picture
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Joined: 2005-05-31

NOFX wrote:Hopefully you've figured this out - 24 for a NASD firm 9/10 for a NYSE firm.
...or a practical translation for indies...Ray Jay requires the 9/10, LPL requires the 24.

Matthew Crosson's picture
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Joined: 2016-08-15

Series 9 and 10 is for general sales principal only....includes regulating option sales (the S9) and 10 is general brokerage supervision of sales...so if you plan on being a sales manager or branch manager...these typically is the route.
The Series 24 principals cannot supervise options unless they take other option related qualification exams. We teach both at pass-finra-exams web site.

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