Series 24 or Series 9 & 10

3 replies [Last post]
$$$$$'s picture
Offline
Joined: 2006-11-10

Which is the easier way to go?

Starka's picture
Offline
Joined: 2004-11-30

A better question might be, "Which do you need?"

NOFX's picture
Offline
Joined: 2006-09-22

Hopefully you've figured this out - 24 for a NASD firm 9/10 for a NYSE firm.

Indyone's picture
Offline
Joined: 2005-05-30

NOFX wrote:Hopefully you've figured this out - 24 for a NASD firm 9/10 for a NYSE firm.
...or a practical translation for indies...Ray Jay requires the 9/10, LPL requires the 24.

Please or Register to post comments.

Industry Newsletters
Investment Category Sponsor Links
Planning Investment Category Sponsor Links
Wealth Planning Category Sponsor Links

Sponsored Introduction Continue on to (or wait seconds) ×