General http://wealthmanagement.com/taxonomy/term/23811/more en Opinions Needed: Offering service to small businesses for fee http://wealthmanagement.com/forums/general/opinions-needed-offering-service-small-businesses-fee <div class="node-body forum-body"><p>I am sure this isn&#39;t&nbsp; a new idea, but I had&nbsp;a thought today and wanted to run it by.&nbsp; I cant find much about it online except that it is a&nbsp;growing need.</p> </div><div class="og_rss_groups"></div><p><a href="http://wealthmanagement.com/forums/general/opinions-needed-offering-service-small-businesses-fee" target="_blank">read more</a></p> http://wealthmanagement.com/forums/general/opinions-needed-offering-service-small-businesses-fee#comments General Sat, 23 May 2015 16:18:01 +0000 903271 at http://wealthmanagement.com Career advisor needed http://wealthmanagement.com/forums/general/career-advisor-needed <div class="node-body forum-body"><p>Do you know of a person or a firm that provides career advice for advisors are are considering their options both in this industry and outside?</p> <p>I am an independent advisor, almost two years in, who did not take enough assets with me, honestly not very good at prospecting, quite frankly burned out on dealing with clients. But I have these licenses, some positive experiences and knowledge and an interest in investing.</p> </div><div class="og_rss_groups"></div><p><a href="http://wealthmanagement.com/forums/general/career-advisor-needed" target="_blank">read more</a></p> http://wealthmanagement.com/forums/general/career-advisor-needed#comments General Fri, 15 May 2015 18:28:31 +0000 896211 at http://wealthmanagement.com Raises & Promotions in WM / PAM http://wealthmanagement.com/forums/general/raises-promotions-wm-pam <div class="node-body forum-body"><p>For the more seasoned guys, is there any insight into the typical average raises that more entry level guys like Client Associates get? Since there are very limited titles in the industry, a &quot;promotion&quot; is less common (albeit adding the word &quot;Senior&quot; before your job title), it appears that annual raises are typically the road to higher compensation in this field.</p> </div><div class="og_rss_groups"></div><p><a href="http://wealthmanagement.com/forums/general/raises-promotions-wm-pam" target="_blank">read more</a></p> http://wealthmanagement.com/forums/general/raises-promotions-wm-pam#comments General Tue, 05 May 2015 17:24:16 +0000 871421 at http://wealthmanagement.com Possibilities of managing clients from afar http://wealthmanagement.com/forums/general/possibilities-managing-clients-afar <div class="node-body forum-body"><p>Hi all, I have been searching for hours now and can&#39;t seem to find out a conclusion. I am a financial advisor at a brokerage firm and am looking at potentially moving to Europe for either half a year or full-time, and wanted to manage my US clients from afar. Can this be done?<br /> All I have found is information about US-based FAs managing international clients, but never anything on an international advisor managing US based clients.</p> </div><div class="og_rss_groups"></div><p><a href="http://wealthmanagement.com/forums/general/possibilities-managing-clients-afar" target="_blank">read more</a></p> http://wealthmanagement.com/forums/general/possibilities-managing-clients-afar#comments General Thu, 09 Apr 2015 20:59:12 +0000 833491 at http://wealthmanagement.com Wealth Management Madness 2015 http://wealthmanagement.com/forums/general/wealth-management-madness-2015 <div class="node-body forum-body"><p>Let&#39;s debate the contenders/matchups of Wealth Management Madness!</p> </div><div class="og_rss_groups"></div> http://wealthmanagement.com/forums/general/wealth-management-madness-2015#comments General Mon, 02 Mar 2015 22:02:18 +0000 797441 at http://wealthmanagement.com Looking to Hire a Broker, Need Advice http://wealthmanagement.com/forums/general/looking-hire-broker-need-advice <div class="node-body forum-body"><p>I am in the process of adding a couple of reps to our staff. We have two seperate financial institutions that we cover which has been growing.&nbsp; I am interested in learning how to&nbsp;prospect&nbsp;interested licensed brokers. Any help is appreciated.<br /> &nbsp;<br /> Phil</p> </div><div class="og_rss_groups"></div> http://wealthmanagement.com/forums/general/looking-hire-broker-need-advice#comments General 7 hire hiring Seeking series Texas Fri, 13 Feb 2015 16:39:07 +0000 781711 at http://wealthmanagement.com Abstract Management System http://wealthmanagement.com/forums/general/abstract-management-system <div class="node-body forum-body"><p>I am assciated with a Canadian abstract management company that serve with their best system or software for your all business meetings and confereneces need. ATM I am looking for some ppt presenters for my business. If you have management skills then reply me.</p> </div><div class="og_rss_groups"></div> http://wealthmanagement.com/forums/general/abstract-management-system#comments General Abstract Management Wed, 07 Jan 2015 19:52:47 +0000 746271 at http://wealthmanagement.com EDJ on the non compete. http://wealthmanagement.com/forums/general/edj-non-compete <div class="node-body forum-body"><p>I was just fired from Jones for sending a gag gift to myself at my office. That happened friday. Now, I&#39;ve decided to go with Raymond James but I&#39;m wondering what ppl have done to successfully navigate the non compete. Anyone out there with a recipe for success with contacting clients while still respecting the agreement?<br /> Also, is there anywhere where a judge has given preferential treatment when a person was fired frivolously? Thank you in advance for your time.</p> </div><div class="og_rss_groups"></div> http://wealthmanagement.com/forums/general/edj-non-compete#comments General Please help me stay out of trouble. Thu, 25 Dec 2014 23:44:10 +0000 739031 at http://wealthmanagement.com Divorce...is our job an "asset" to be split? http://wealthmanagement.com/forums/general/divorceis-our-job-asset-be-split <div class="node-body forum-body"><p>I have been in a high conflict divorce since 2008. &nbsp;At the time of separation, I was employed at Smith Barney, and had been for the entire duration of my marriage, as well as prior to marriage. &nbsp;Our final property separation was finalized in 2011. &nbsp;Now, I was just served with a new court Motion from my ex husband alleging that I &quot;omitted&quot; an asset during divorce, that being my &quot;book of business&quot;. &nbsp;As a W-2 employee of a corporation, it never occurred to me to list my clients as an asset. &nbsp;I don&#39;t own my own practice. This seems ridiculous.</p> </div><div class="og_rss_groups"></div><p><a href="http://wealthmanagement.com/forums/general/divorceis-our-job-asset-be-split" target="_blank">read more</a></p> http://wealthmanagement.com/forums/general/divorceis-our-job-asset-be-split#comments General Divorce Sun, 16 Nov 2014 02:19:46 +0000 707641 at http://wealthmanagement.com Series 6/63 FINRA Question http://wealthmanagement.com/forums/general/series-663-finra-question <div class="node-body forum-body"><p>How do you ADD a state to your FINRA registration ?&nbsp; For example, I am licensed in NY but am interested in registering in Florida for 2 potential customers ?<br /> &nbsp;<br /> Thanks in advance for responses.</p> </div><div class="og_rss_groups"></div> http://wealthmanagement.com/forums/general/series-663-finra-question#comments General Wed, 01 Oct 2014 17:33:17 +0000 669161 at http://wealthmanagement.com