CRD

2 replies [Last post]
lilac's picture
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Joined: 2006-06-14

In the April 1st edition of Registered Rep there was an article titled "Mudslinger Stains" by Ms. Palmer about the anonymous mailing of the complaint portion of a registered rep's CRD to his or her's existing clients. Any comments?  

Philo Kvetch's picture
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Joined: 2005-05-17

Seems to me that a broker who starts on that course is taking the first step onto a VERY slippery slope.

The Truth's picture
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Joined: 2004-12-01

Cheap shot in my opinion. You stay in this business long enough a
complaint is likely to happen.

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