From Bill Singer: PLEASE READ

No replies
Anonymous's picture
Anonymous

I have posted a new Blog entry that pointedly raises an issue of growing concern for many individual RRs in our industry.  A recent FINRA case sanctioned an RR for writing an NSF check.  I urge you all to read my comments to understand the troubling nature of FINRA's apparent advocacy for its member firms, but not an equal posture for you men and women who work at those firms.  I am sure this explosive commentary will lead to much debate.
 
http://www.rrbdlaw.com/brokeandbroker/index.php?a=blog&id=30
_popupControl();

Please or Register to post comments.

Industry Newsletters
Investment Category Sponsor Links

 

Careers Category Sponsor Links

Sponsored Introduction Continue on to (or wait seconds) ×