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  • Jun. 5, 2012
    blog

    Four Advisors Ditch Lincoln for Commonwealth

    Four advisors have jumped ship from Lincoln Financial Advisors to Commonwealth Financial Network, bringing more than $375 million in assets....More
  • Feb. 1, 2012
    article
    REP.

    Comings & Goings: February 2012

    Prudential Investments has named Stuart Parker as president, succeeding Judy Rice, who will retire at the end of 2012. Rice is serving as chairman of Prudential Investments until her retirement. Parker has served as head of retail distribution for ......More
  • Nov. 1, 2011
    article
    REP.

    Raising Their Game

    With overall headcount in the IBD channel declining, big independent b/ds are offering more products and better services to attract advisors with bigger books and help their own reps grow faster....More
  • Apr. 1, 2008
    article
    REP.

    Cambridge Investment Research, Inc.

    Cambridge Investment Research, Inc. 1776 Pleasant Plain Road; Fairfield, IA 52556800.777.6080www.joincir.com Number of Back-Office Employees*: 245 Number...More

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New Company set up

Hello, I am currently in the process of setting up my own FA firm. Actually it is a financial service firm including bookkeeping and budgeting services with financial planning as well. My business model is to be a flat fee to review portfolios, make suggestions & assist client with paperwork etc . I do not want to actually manage the investments which I feel allows me to recommend low expense products such as index funds etc.. My clientele will be the small accounts that every other FA would not want....More

Being heavily recruited, but I'm taking my CFA?

Greetings earthlings, I am a bit of a nerd and slightly OCD. I started receiving emails when I got over 500 contacts on Linkedin and posted my financial resume on monster. I don't exactly know what I was hoping for, but I started receiving recruitment messages from places like Ameriprise. As is my way, I launched into full nerd mode and started researching the company. I am still in that phase now. It has only been 2 days. The person that called me, assured me that everything that was written in the recruitment email was correct:...More
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