Blogs

Jan 27, 2015

TD Ameritrade Introduces Social Media Research Tool For Retail Investors

A tool launched by TD Ameritrade allows retail investors to gauge social media sentiment when making investment decisions....More
Jun 04, 2014

How Can I Build a Community With My Clients?

By creating a tigh knit community of your clients and your centers of influence, you have the ability to retain assets, increase referrals and generate new business. Find out how!....More
Jul 30, 2013

ERISA 2013 Trends - Increased Enforcement, Confusion, Fear, Backlash

As we move into the second half of 2013, let’s take a look at some of the meaningful trends as the new ERISA regulatory requirements take hold. •June 2011: Towers Watson study revealed the following top three items on plan sponsors’ minds for the next two years: 1.Regulatory compliance; 2.Investment volatility; and 3.Vendor service....More
Jun 11, 2012

Career Risk

It's smart to know your limits. Sometimes "No" is the best answer....More
Jan 05, 2015

RCAP Stresses Health of Wholesale B/D Business

Following a tough third quarter, RCAP's wholesale broker/dealer business raised $270 million in December and $9.7 billion for 2014....More
Apr 28, 2014

FINRA Hits The Rep While He is Down

FINRA, by its new rule, is again hurting the broker....More
Jan 18, 2014

Top Insider Trades 1/17/14: MVC, SYRG, RHP, ACSF

Which stocks are getting attention from insiders?....More
Jan 26, 2015

Multiple Items Contributed—Deduction Limited To Basis

Conrad Teitell discusses the rules for gifts of long-term appreciated tangible personal property to public charities....More
Jan 27, 2015

Congress Could Close Tax Loopholes to Raise Money

Advisors need to keep an eye on potential tax loophole closures as the year goes forward, particularly as the government faces funding legislation around homeland security and highways....More
Jan 28, 2015

Rex Ryan = Bill Gross

You probably wouldn’t think of NFL coaches and portfolio managers being very similar, but MarketWatch contends that both are high-profile, high-testosterone positions worth millions and the target of both intense criticism and praise....More
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