Blogs

Nov 24, 2014

Women Not Choosing Their Household Investments

A Wells Fargo study of affluent women found that despite controlling household budgets, cash flow and bills, they still are not choosing the investments....More
Jun 04, 2014

How Can I Build a Community With My Clients?

By creating a tigh knit community of your clients and your centers of influence, you have the ability to retain assets, increase referrals and generate new business. Find out how!....More
Jul 30, 2013

ERISA 2013 Trends - Increased Enforcement, Confusion, Fear, Backlash

As we move into the second half of 2013, let’s take a look at some of the meaningful trends as the new ERISA regulatory requirements take hold. •June 2011: Towers Watson study revealed the following top three items on plan sponsors’ minds for the next two years: 1.Regulatory compliance; 2.Investment volatility; and 3.Vendor service....More
Jun 11, 2012

Career Risk

It's smart to know your limits. Sometimes "No" is the best answer....More
Oct 03, 2014

RIAs “Passing” on Diversity

Most RIAs either have no knowledge about their firms' diversity programs or say that their programs are satisfactory, according to a recent survey by Schwab Advisor Services....More
Apr 28, 2014

FINRA Hits The Rep While He is Down

FINRA, by its new rule, is again hurting the broker....More
Jan 18, 2014

Top Insider Trades 1/17/14: MVC, SYRG, RHP, ACSF

Which stocks are getting attention from insiders?....More
Nov 24, 2014

Charitable Gifts: Date of Delivery Rules

A charitable gift is considered made on the "date of delivery." Conrad Teitell explains that term, which is more complicated than it seems....More
Nov 21, 2014

Dawn Bennett: Dallas Cowboys Lawsuit 'Should Never Have Been Filed'

In a statement from her spokesperson, Dawn Bennett said the Dallas Cowboys were retracting their $7.3 million lawsuit and said it "never should have been filed."....More
Nov 27, 2014

The Daily Brief: Talking Turkey

Thanksgiving means sitting down with friends and family, breaking bread…and inevitably arguing about current events, religion and politics....More
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