Howard Schloss, head of corporate communications and government relations for FINRA and a key figure in lobbying to grant the organization oversight of investment advisers, announced he will leave in September.
Bank of America wants greater collaboration between the bank and the advisor force. Merrill’s head of wealth management says advisors need to manage clients’ total wealth picture—assets and liabilities.
E.F Hutton was one of the most innovative firms in the industry. Veteran Frank Campanale talks about reviving the brand in a changed world and why in some ways the E.F. Hutton of the past isn't the E.F. Hutton of the future.
Artnet has just launched a new art pricing index that it claims will demystify art investing. It covers more ground than the benchmark Mei Moses, but is that a good thing? Art world advisers say successful art investing will continue to resist formulas and equations.
A traditional advisor/client relationship may exist in your practice today—you meet with your client, provide guidance, answer questions and plan for their future. But, what happens when your clients leave your office?...More
In this season of change, cut through interest-rate noise. Get past the chatter and learn how to potentially optimize clients' fixed-income portfolios for income, diversification, flexibility, and tax benefits....More
A charitable lead trust (CLT) is a valuable estate-planning tool that may be overlooked in crafting a client's estate plan. When clients are charitably inclined but want to balance philanthropic goals with a desire to provide for their family, a CLT is the perfect tool to consider....More