Brooke Southall

Brooke
Southall
Articles
Running with the Bulls in San Diego
Bernanke says the economy is kind'a recovering. Compare those remarks to the outright bullish statements of Liz Ann Sonders, the chief investment strategist of Charles Schwab & Co who earned a reputation for being Madam Gloom at past Schwab IMPACT conferences.
Notes from Schwab’s IMPACT Conference
Schwab’s annual IMPACT conference for its affiliated RIA’s opened yesterday evening in San Diego. The highlight thus far: The discourse between BlackRock Chairman and CEO Larry Fink and PIMCO CEO and co-CIO Mohamad El-Erian.
The Top 10 Things to Know on the Eve of Schwab IMPACT
“Are you going to IMPACT this year?” I heard it over and over again from executives, advisors marketers, recruiters, attorneys, compliance experts, technology people and other reporters for weeks leading up to the event. Schwab IMPACT 2009—this year in San Diego—is not all hype.
Courting The Little Guy
TD Ameritrade Institutional is shifting its focus back to its core client group of RIAs with $50 million or less in assets. But it has some tough competition from Schwab and Fidelity
In First Media Interview, McCann Says Resignation Was At A "Logical Time"
Merrill Lynch has been on a wild roller coaster ride since Bank of America stepped in to save the franchise on September 15 with an all-stock offer worth $50 billion.
TD Regains Swagger In Vegas
TD Ameritrade Institutional executives, in Las Vegas for the firm's annual conference, have got their swagger back this year after spending last year's event sounding contrite.
Schwab To RIAs: Expect Strong Service Despite Slowdown
Schwab's CEO, said all the things that registered investment advisors would want to hear from their asset custodian chief on Thursday during an earnings call with analysts.
The RIA Stealth Machine
State Street has been quietly growing for almost a decade, and it’s now number three in the custody business. Schwab and Fidelity had better watch out.
Wanting What Schwab’s Got
Fidelity has put together a team of all stars and invested heavily in technology to challenge the No. 1 in the RIA support business: Schwab.
Fido Poaches Schwab RIA Executive
Fidelity Investments was negotiating a contract with the former head of Schwab’s advisor business long before he was allegedly squeezed out due to corporate restructuring at the San Francisco company.
Schwab Re-Org Combines RIAs With Retirement Biz
Schwab Institutional had an awesome year in 2008, stealing clients and assets from wirehouse advisors and expanding its lead in the RIA custodian business.
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