During 2010, the registered investment advisor (RIA) industry felt the impact of the bear market—in fact, some firms have still not bounced back from the financial crisis. The RIA landscape was dramatically reshaped by clients’ demands for more of their advisors’ time and for reassurance from their advisors. The good news is that advisors, investors and consumers expressed a boost in confidence in November, with major indices all reporting higher levels, reflecting the ...

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