• In the November issue of Registered Rep. a list of the 20 largest independent broker/dealers failed to include at least two b/ds that were larger than some on that list. The source for that list, BD Connect, did not include information on these b/ds.

Their information follows:

Firm: Producing Reps Avg. Payout Recruiting Executive Clearing Firm Parent Co.
Commonwealth Financial Network
Waltham, MA, 800-462-3638
www.commonwealth.com
1,080 255,000 Janice Hart National Financial Services Commonwealth Financial Network
Cadaret, Grant & CO., Inc.
Syracuse, NY, 315-471-2191
www.cadaretgrant.com
900 97,292 Peter Grifo Pershing Cadaret, Grant
Source: Commonwealth Financial Network and Cadaret, Grant & Co.
  • In “The New Face of Janus” article in the December issue of Registered Rep., the table on page 58 erroneously labeled the column “+/- Morningstar Growth Index Category.” The correct heading is “+/- Morningstar Category Index.”