Will This Tax Season Lien On You?

Source: BrokeandBroker.com

We just made it through another tax season. The good news is that you filed and are fully paid up -- or, the bad news is that you didn't file or you haven't fully paid your tab.  That's bad enough because the state and federal tax folks smell the blood and are likely hunting you down as we speak. On top of that, some of you may soon learn that there's a nasty tax lien filed against you.  Then it gets worse. FINRA may unleash its own hounds on you!For the purpose of proposing a settlement of rule violations alleged by the Financial Industry Regulatory Authority (“FINRA”), without admitting or denying the findings, prior to a regulatory hearing, and without an adjudication of any issue, William Earl Boone, Jr. submitted a Letter of Acceptance, Waiver and Consent (“AWC”), which ...
Industry Newsletters
Investment Category Sponsor Links


Sponsored Introduction Continue on to (or wait seconds) ×