FINRA Bars J.P. Morgan Vice President and Broker Friend in Insider Trading Scheme

Source: FINRA Newsroom

WASHINGTON — The Financial Industry Regulatory Authority (FINRA) announced today that it has barred David Michael Gutman, a Vice President in the conflicts office of J.P. Morgan Securities, LLC, and Christopher John Tyndall, a former registered representative at Meyers Associates, L.P., from the securities industry for their roles in an insider trading scheme.

Industry Newsletters

Sponsored Introduction Continue on to (or wait seconds) ×