Inside WealthManagement
News and Reports
May 28, 2015
The Daily Brief

Managers Who No Longer Eat Their Own Cooking

It can be reassuring when an investment manager has skin in the game—putting their own money into the fund they’re managing. Likewise, it is disconcerting to discover they pulled their money out....More
May 27, 2015
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Hearsay Social Launches 'Universal Supervision' Dashboard

Hearsay Social hopes its new dashboard will make it easier for compliance teams to review an advisor's social media and web content....More
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May 28, 2015
blog

FINRA Checking Up on Advisors' Lifestyles

If your paycheck is wildly out of whack with your lifestyle, your firm’s compliance department and regulators may come knocking....More
May 28, 2015
blog

Next Regulators Will Be Asking to See Text Messages

Examiners regularly ask to see email and website records, but that's about to change. Smarsh's CEO predicts in just a few years, reviews of text messages could be commonplace....More

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