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Avoid Blowing Up a Veteran's Benefits
May. 21, 2013
Selling trusts and life insurance to war veterans can be tricky. One misstep could disqualify them from important benefits.
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May 21, 2013
Article
Trusts & Estates

Clark—Seventh Circuit Case Questions Inherited Retirement Plan Protection in Bankruptcy

Edwin P. Morrow III outlines a recent opinion in which the U.S. Court of Appeals for the Seventh Circuit halted a strong trend in the courts to protect inherited retirement plans in bankruptcy...More
May 21, 2013
Commentary
REP.

Advisors Get Ready to Ride the Social Sharing Wave

Moore’s Law is a mathematical principle devised in the 1960’s that states the number of transistors on integrated circuit boards doubles every 18 months – meaning the processing power grows exponentially. This simple principle has held true for the computer hardware industry over the past fifty years!...More
May 21, 2013
blog

FINRA Won't Drop BrokerCheck Link Rule

Advisors who hate the idea of linking to BrokerCheck on their websites are not out of the woods. Despite pulling its proposal last month, FINRA staff say the proposal is not dead....More
May 21, 2013
Article
Reuters

YOUR PRACTICE-Five Tips for Effective Client Meetings  

Keeping clients on track during one-on-one strategy sessions is often a tricky balancing act. It requires planners to acknowledge the deep emotions that are usually attached to the financial lives of their clients....More
May 21, 2013
blog

FINRA's Ketchum: Firms Need To Use Plain English

FINRA's Rick Ketchum tells firms they need to move beyond compliance to win back investor trust. They need to make sure all disclosures, including legal, are written in plain, unequivocal English....More
May 20, 2013
Article
REP.

SEC's Walter Says No Fiduciary Standard Rules This Year

The former chairman of the SEC said the first round of public comments on the fiduciary rule weren't "data heavy" and the commission is hoping for more information....More
May 20, 2013
Article
REP.

It’s Not All About You

You can’t be a full service financial planning firm if it’s all about one person....More
May 20, 2013
Article
Trusts & Estates

Spellbound

Since ancient times, storytellers have passed along wisdom, engaged the imagination and fostered community. And Spellbinders, a non-profit network of volunteer storytellers, has brought back this age-old tradition in classrooms around Colorado and a handful of other states....More
May 20, 2013
Article
REP.

Unlocking College Data

What good are the loads of data about colleges, if families can’t access it? Here are four websites that are opening the vault....More
May 17, 2013
Article
Trusts & Estates

Taxpayer Hit With Additional Tax and Accuracy-Related Penalties

In Ung v. Commissioner, the Tax Court ruled in favor of the IRS, holding that a taxpayer: 1) didn’t qualify under any exception and was therefore liable for the 10 percent additional tax for early distributions from her retirement plans; and 2) was liable for accuracy-related penalties....More
May 17, 2013
Article
REP.

The New Buyers of ETFs

Many actively managed mutual funds are now in the market for ETFs for their low costs of ownership and ease of trading. But should shareholders be annoyed?...More
May 16, 2013
Article
REP.

Five Everyday Leadership Traits of Elite Advisors

Leadership isn’t a term often used to describe financial advisors, but elite advisors have changed that train of thought. Elite advisors manifest leadership in many ways......More
May 16, 2013
Article
Reuters

Dimon Has Big Say Over Who Serves on JPMorgan Board  

For years, JPMorgan Chase & Co Chairman and CEO Jamie Dimon and other executives have hand-picked new directors, in a practice that is now unusual for a major U.S. bank....More
May 15, 2013
Article
REP.

Avoiding Family Conflicts During Estate Planning

Family litigation occurs not from a lack of trying to solve the issue, but from a lack of planning. Here, CPAs at Sensiba San Filippo provide tactics to avoid family battles over wealth transfers....More
May 14, 2013
Article
REP.

Good Hedge Funds Come in Small Packages

In the wake of the Bernie Madoff scandal, investors have been shunning fledgling hedge funds, betting instead on large funds with long track records. But small funds have key advantages....More
May 14, 2013
Article
REP.

The Economics of Choice

In many cases, the economics of the independent model can be exponentially better than those being touted by the wirehouses today....More
May 13, 2013
Article

Baby Boomers Driving the Technology Wave

Forget “next-gen.” The real push for an online component to the financial advisory business is coming from the older generation, and the change is happening faster than you thought....More
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Sales called backbone for business. I am sales person in one MNC so i need app to manage my tasks, work details please share with me if you have any app for sales. My friend Linda suggest me about top ipad Sales Assailant App ( Coming soon ) and other another apps. If you have any suggestion please share with me ..     thanks steve...More

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May 21, 2013
Commentary
REP.

Advisors Get Ready to Ride the Social Sharing Wave

Moore’s Law is a mathematical principle devised in the 1960’s that states the number of transistors on integrated circuit boards doubles every 18 months – meaning the processing power grows exponentially. This simple principle has held true for the computer hardware industry over the past fifty years!...More
May 21, 2013
blog

FINRA Won't Drop BrokerCheck Link Rule

Advisors who hate the idea of linking to BrokerCheck on their websites are not out of the woods. Despite pulling its proposal last month, FINRA staff say the proposal is not dead....More

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